Reviewing and processing KYC escalations from Front Office, including reviewing escalation memos for sign off by Head of KYC and/or the Money Laundering…
Creation and ownership of tactical briefs and estimates, with supervisor sign off. The Account Supervisor (AS) is the day-to-day brand and client champion,…
Review of model inventory and model use with all GM Lines of Business, and presenting overall model governance status to GM senior management for sign-off.
Drafting of associated Board reporting in relation to Board or delegated authority sign-offs of the above, as well as managing management representation letters…