Manage FCA requirements for the Fund such as weekly pricing sign off and COLL compliance check. Preparation of daily journals re cash transactions & interest…
Ensure that all clients sign for any deliveries upon taking them into their office. Our FA's are responsible for making sure our visual standards are maintained…
Compile the regional quarterly client compliance report for client performance meetings/sign. The Global Sustainability Lead will develop and implement the ESG…
They have a good balance of both creative and analytical skills. Their diplomacy and quick-thinking helps them to be strong negotiators.