Additional involvement includes sign off at relevant governance committees and review of new product assessments.
Liaison with third party service providers on trial balance and cost sign off. Review of monthly NAV packs with focus on expenses/accruals.
Complete KYC and AML review/sign off during on boarding. Complete KYC and AML review/sign off on an ongoing basis for high risk clients.
You will be a member of the Regulatory Change team and will drive enhancements in the control environment and will be responsible for using their knowledge…