Monitor status of Regulatory Issue Corrective Action as well as review and provide feedback on evidentiary materials in support of regulatory issue closure.
Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the…
Proven ability to work well under pressure and within tight deadlines. The Measurement, Reporting & Industry Developments Leader works in close partnership with…
Identifying and escalating issues to traders, in house legal and compliance teams as well as management. The closers will liaise with Counterparties, Agent…