Ensure rigorous compliance with control policies, standards and procedures - e.g. P&L and Risk minimum standards compliance (Risk & P&L sign-off and…
Managing the calendar of lock screens for the firm, briefing work into Design and getting sign off from relevant parties.
Obtaining all relevant business, compliance, risk, legal and technology sign-offs required to progress the. Client Onboarding is a critically important part of…
This will involve monitoring and tracking the work of engineering teams, operations teams, and compliance sign-off processes.