Ensure rigorous compliance with control policies, standards and procedures - e.g. Corporate Accounting Policies, P&L and Risk minimum standards (Risk & P&L sign…
Identify any high risk factors and refer them to Financial Crime for sign-off. In this role you will focus on the Account Opening process for our private…
Other activities include updates to coding, responding to queries relating to restrictions and periodic sign offs. Assist in audit/regulator/client visits.
Manage the pipeline of work for your accounts, ensuring we have a good understanding of each client's sign off process and what is required to get work started.