Assist Head of Compliance and MLRO on sign-off of all marketing materials. Daily and monthly compliance monitoring – Manage all compliance monitoring tasks as…
Responsible for final sign-off of impactful proposals, SOWs, and contracts. Overseeing a team of Account Directors, Managers, and Executives.
Have full understanding and input into service designs, including final sign off (alongside the lines of service). Resolve any account issues or escalation.
Managing the calendar of lock screens for the firm, briefing work into Design and getting sign off from relevant parties.