Providing review and sign-off of marketing materials prepared for distribution to clients / prospects. The Compliance role is based in London and will have a…
Have full understanding and input into service designs, including final sign off (alongside the lines of service). Resolve any account issues or escalation.
Managing the calendar of lock screens for the firm, briefing work into Design and getting sign off from relevant parties.
Obtaining all relevant business, compliance, risk, legal and technology sign-offs required to progress the. Client Onboarding is a critically important part of…