Preparation and review of documentation for existing high risk clients, liaising with the Deputy MLRO and MLRO as required and arranging ManCo sign-off.
Support RMs in the sign-up of new business from signed-up IFA firms. Support RMs in the sign-up of new IFA firms who want to use the businesses Discretionary /…
Documenting reviews, proposal governance & submission sign-off. Working from home with occasional expensed travel. Organisation of time-critical activities.
Access to a range of benefits including free eye tests, discounted or free glasses, a free 24/7 well-being/counselling/advice service, private medical insurance…